A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals, FINRA’s BrokerCheck Obtain more information about our firm and its financial professionalsX. Preferred Stock: “Business Day” means any day, other than a Saturday or Sunday, that is neither a legal NON-CUMULATIVE PERPETUAL CLASS A PREFERRED STOCK, SERIES Y (Without Par Value) WELLS FARGO & COMPANY, a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), HEREBY CERTIFIES that, … “Common Stock” means the common stock of the Corporation, to such shares shall forthwith on such redemption date cease and terminate, except only the right of the holders thereof to receive the amount payable on such redemption from the Depository Company at any time after the redemption date from the (d)      Changes after Provision for Redemption. CFP® professionals are held to the highest of standards, as outlined in CFP Board's Standards of Professional Conduct. Plan advisors who earn their CPFA demonstrate the expertise required to act as a plan fiduciary or help plan fiduciaries manage their roles and responsibilities. The CFA® Program is a globally recognized, graduate level curriculum that provides a strong foundation of real-world investment analysis and portfolio management skills along with the practical knowledge you need in today’s investment industry. authorized that ranks on par with the Series Y Preferred Stock in the payment of dividends (whether such dividends are cumulative or non-cumulative) or in the distribution of assets in the event of any voluntary or involuntary liquidation, in full the Liquidation Preference to all holders of Series Y Preferred Stock and all holders of any Parity Stock, the amounts paid to the holders of Series Y Preferred Stock and to the holders of all Parity Stock shall be pro rata If any amendment, alteration, repeal, reclassification, merger or consolidation specified in this Section 7(c) would year (commencing on June 15, 2017); provided, however, if any such day is not a Business Day, then payment of any dividend otherwise payable on that date will be made on the next succeeding day that is a Business Day, without any (3) no shares of Parity Stock will be repurchased, redeemed or otherwise acquired for consideration by the Corporation Section 11. holiday nor a day on which banking institutions are authorized or required by law or regulation to close in New York, New York. any time without cause by the holders of a majority of the outstanding shares of Series Y Preferred Stock and Voting Parity Stock, when they have the voting rights described above (voting together as a class). Subject to the succeeding sentence, for so long as any shares of Series Y Preferred Stock remain outstanding, no securities, as the case may be, have such rights, preferences, privileges and voting powers, taken as a whole, as are not materially less favorable to the holders thereof than the rights, A financial professional must demonstrate real world application of the core competencies taught in the classroom. In surrendered for cancellation, on and after the redemption date all shares so called for redemption shall cease to be outstanding, all dividends with respect to such shares shall cease to accrue after such redemption date, and all rights with respect (c)      Priority Preferred Stock in proportion to the number of Series Y Preferred Stock held by such holders or in such other manner consistent with the rules and policies of the New York Stock Exchange as the Board of Directors of the Corporation or any duly Page to Series Y Certificate of Designation], Barbara S. Brett, Senior Vice President and Assistant Treasurer. Designees renew their designation every two-years by completing 16 hours of continuing education. exercisable, will be entitled to vote for the election of two additional directors of the Corporation’s Board of Directors at the Corporation’s next annual meeting of stockholders and at each subsequent annual meeting of stockholders (the At elections for Are you an employer? the shares of such series, are as follows: Section 1. and (v) that dividends on the shares to be redeemed will cease to accrue on the redemption date. $���00120>�e`%GIj��s���L� �!g shall be $25,000 per share plus an amount equal to any dividends that have been declared but not paid up to the redemption date without accumulation of any undeclared dividends. voting together as a class, given in person or by proxy, either in writing without a meeting or at any meeting called for the purpose, shall be necessary to permit, effect or validate any one or more of the following actions, whether or not such “Dividend Period” has the meaning set forth in Section 4(a) hereof. of the Board of Directors dated October 25, 2016, the provisions of the Restated Certificate of Incorporation, the By-laws of the Corporation, and applicable law, a series of Preferred Stock, no par value, of the Corporation be and hereby is (c)      Other Voting Rights. acquisition of shares of Common Stock in exchange for, or through application of proceeds of the sale of, shares of Common Stock); (2) no dividend shall be declared and paid or set aside for payment and no distribution shall be declared and made or set Such mailing shall be at The information and opinions found on this website have not been verified by our Firm, nor do we make any representations as to its accuracy and completeness. ... Wells Fargo Advisors is not a legal or tax advisor. “Series Y Preferred Stock” has the meaning set forth in Section 1 hereof. (a)      Rate. 446 0 obj <>stream Section 8.

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